About LPL Financial

LPL Financial is one of the nation's leading financial services companies and a publicly traded 

company under ticker symbol LPLA. The firm's mission is rooted in the belief that objective financial 

guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or 

engage in investment banking activities; this means advisors affiliated with LPL are not pressured or 

influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on 

the firm's tools and resources to help them provide financial guidance and recommendations to help 

meet their clients' needs. For more information about LPL Financial, visit www.lpl.com.